RIA Compliance and Legal Strategies Webinar Series

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Investment Advisers: Elevate your expertise! 📈

Join our exclusive April webinars and earn 1 CFP or IAR CE credit per course.

This webinar is offered at no cost to attendees.

Don't miss this opportunity to stay ahead—register now!

4.2.25 From Compliance to Creativity:

Balancing Marketing Rule Compliance and Innovative Marketing

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4.9.25 Defend, Detect, Prevent:

Being Proactive About Cybersecurity, Client Data Protection and Fraud Prevention

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4.16.25 Basic Blocking and Tackling:

The RIA Playbook for Daily, Monthly, Quarterly, and Annual Compliance Tasks

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4.23.25 Examination Evolution:

A Fresh Look at SEC Exam Trends and Insight

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4.30.25 Adviser Armor:

Detecting and preventing Financial Exploitation and Mastering Powers of Attorney

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All Webinars are 12:00 PM Eastern Standard Time

Please Note: If you have already attended these presentations in the past, you will not be eligible to receive IAR or CFP Continuing Education credit. New IAR and CFP credits will be offered at our

June 5, 2025 Conference.

Register to Attend RIA Conference