Author: Joseph Antonakakis
Bitcoin for Investment Advisers – Integrating Bitcoin into Client Portfolios
Posted in Investment Management & Securities
The SEC approved eleven spot Bitcoin ETFs on January 10, 2024. As a result, investment advisers may be curious about whether or how to integrate Bitcoin ETFs into client portfolios. This blog is intended to provide an update on the regulatory landscape and inform advisers how to fulfill their compliance… Continue reading
California & Hawaii Adopt Investment Adviser Representative CE Requirements for 2024
Posted in Investment Management & Securities
Investment adviser representative continuing education requirements are critically important. Please read this alert carefully, as investment adviser representative registration may be at risk if you do not follow the instructions. Failure to complete the requirements may lead to representative deregistration in certain jurisdictions. In late 2020, the North American Securities… Continue reading
Bitcoin and Investment Advisers
Posted in Investment Management & Securities
Bitcoin and other Cryptocurrencies With recent developments in the regulatory, legal, and compliance landscape surrounding Bitcoin and a spot Bitcoin ETF (i.e., an ETF backed by physical Bitcoins. If the value of the digital coins backing the ETF rises, the value of the investment will generally be expected to increase),… Continue reading
