Recent Blog Posts

The Role of NJ’s Chancery Division in Administering Justice Beyond Monetary Damages

By Brian E. Kasper on June 26th, 2024

Posted in Divorce, Divorce & Family Law, New Jersey, Probate Litigation

What is the Chancery Division? What does equitable relief mean? These are among the many questions posed by litigants facing either a claim filed in the Chancery Division or seeking legal assistance for complex claims seeking relief that is not always monetary. As a former law clerk to a Presiding… Continue reading

Understanding the Enhanced Regulation S-P Requirements

By Thomas Kellerman & The Securities Compliance Team on June 10th, 2024

Posted in Investment Management & Securities

On May 16, 2024, the Securities and Exchange Commission adopted amendments to Regulation S-P, the regulation that governs the treatment of nonpublic personal information about consumers by certain financial institutions. The amendments apply to broker-dealers, investment companies, and registered investment advisers (collectively, “covered institutions”) and are designed to modernize and… Continue reading

Navigating the New Compliance Landscape: Understanding Rule 14Ad-1 and Form N-PX Filing

By Ronald Minsky & The Securities Compliance Team on June 10th, 2024

Posted in Investment Management & Securities

New Rule 14Ad-1 takes effect on July 1, 2024, with filing of Form N-PX due on August 31, 2024, for votes during the July 1, 2023 to June 30, 2024 reporting period. The Rule requires all institutional investment managers that are 13F filers to report say-on-pay votes on the new… Continue reading

Ensuring Compliance: The 2023 DOL Retrospective Review

By Thomas Kellerman & The Securities Compliance Team on June 10th, 2024

Posted in Investment Management & Securities

The Department of Labor (“DOL”) continues to require the completion of a Retrospective Review. The Retrospective Review (the “Review”) requirement of Prohibited Transaction Exemption 2020-02 (the “PTE”) is designed to assist in detecting and preventing violations of, and achieving compliance with, the Impartial Conduct Standards and the policies and procedures… Continue reading

Navigating the Realm of Children’s Expenses When Seeking Child Support: A Comprehensive Guide

By Jennifer Millner on June 4th, 2024

Posted in Divorce & Family Law

Raising children is perhaps one of the most rewarding, yet financially demanding, journeys. From infancy to adulthood (and sometimes thereafter), parents face a multitude of expenses that evolve as their children grow. When parents break up, it is crucial to understand these expenses for financial planning. Child support in New… Continue reading

Multiple locations to better serve your needs—

Hamilton, NJ

100 American Metro Boulevard
Hamilton, NJ 08619
Phone: 609.896.9060
Secondary phone: 800.535.3425
Fax: 609.896.0629
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Marlton, NJ

40 Lake Center, 401 NJ-73, Suite 130
Marlton, NJ 08053
Phone: 856.874.4443
Secondary phone: 888.241.7424
Fax: 856.874.0133
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Yardley, PA

777 Township Line Road, Suite 120
Yardley, PA 19067
Phone: 267.907.9600
Fax: 267.907.9659
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New York, NY

5 Pennsylvania Plaza 23rd Floor
New York, NY 10001
Phone: 800.535.3425
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Philadelphia, PA

The Bellevue 200 S Broad St #600
Philadelphia, PA 19102
Phone: 267.907.9600
Secondary phone: 800.535.3425
Fax: 215.564.6245
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Bridgeton, NJ

78 W Broad St
Bridgeton, NJ 08302
Phone: 856.874.4443
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